Tuesday, March 27, 2018

Google Alert - Financial Markets

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Financial Markets
As-it-happens update March 28, 2018
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Financial Markets
Deloitte's capital markets advisory services address operational, technological, and regulatory challenges faced by capital markets participants.
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Form 8 (DD) - [CME Group Inc]
(a) Full name of discloser: (GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P.. (b) Owner or controller of interests and short positions disclosed, if different from 1(a):. The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
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How the CFPB and Other Federal Regulators Can Help State Sandboxes without Messing Them Up
I have previously written about how the Consumer Financial Protection Bureau (CFPB) could help state regulatory sandboxes by exempting the conduct of ... Assisting the states without stepping on their toes would help improve the markets for consumer services, and be consistent with the vision Acting ...
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