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| Select Committee significantly amends Financial Markets Conduct Amendment Bill Amend Part 6 licensing requirements under the FMC Act; Provide for Financial Markets Authority (FMA) approval requirements for significant ...
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| I chaired a Capital Markets Subcommittee hearing on restoring accountability, due process ... I chaired a Capital Markets Subcommittee hearing on restoring accountability, due process, and confidence in the SEC. This hearing is not about...
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| Achieving Regulatory Certainty & Reducing Exam Risk - NICE Actimize Achieving Regulatory Certainty: How Leading Compliance Teams Reduce Exam Risk with Confidence. Financial Markets Compliance. February 4th, 2026. Chris ...
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