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Maxine Waters, Ranking Member, Recommends President Biden Nominate Kristin Johnson ... ... financial markets. She has pushed the Commission to adopt rigorous capital, collateral, and margin standards. Commissioner Johnson is also leading ...
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The Role of Broker-Dealers in Pre-IPO Investments - EquityZen Blog Broker-dealers help ensure that financial markets continue to function smoothly, efficiently and in the best interests of all market participants.
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