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Regulatory and Compliance lawyer Joins Mayer Brown Ms. Kost De Sevres also acted as chief of staff and special advisor to the president of the financial markets regulator in Montreal. "Nicolette is a highly ...
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SEC reasserts itself on investment-advice standards, but it's not clear whether it will overtake DOL ... Kenneth E. Bentsen Jr., president and chief executive of the Securities Industry and Financial Markets Association, echoed Mr. Stevens in a statement ...
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